In derivatives, DTCC takes part as a trade repository that collects over-the-counter trade data. In the United States, DTCC Data Repository (US) LLC, a subsidiary of the subsidiary DTCC Deriv/SERV LLC, runs this business1. DTCC's Global Trade Repository handles trade data reported under the reporting regimes of the Commodity Futures Trading Commission (CFTC) in the United States, the European Market Infrastructure Regulation (EMIR) in the EU and the UK, and the Japan Financial Services Agency in Japan2.

In Japan, DTCC Data Repository (Japan) K.K. was designated on March 8, 2013, as a person that conducts trade repository business under the Financial Instruments and Exchange Act3. DTCC also handles clearing and settlement after trades are made4.

Notes

  1. U.S. Securities and Exchange Commission EDGAR, Form SDR of DTCC Data Repository (US) LLC, Exhibit F (checked on October 13, 2026), the opening paragraph (describing DTCC as a "New York based holding company") and the paragraph on the ownership of DTCC Deriv/SERV LLC and DDR. ↩

  2. DTCC, "Global Trade Repository" (checked on October 13, 2026). It has entries for "reported under CFTC requirements" in the US, EMIR in the EU and the UK, and JFSA in Japan. ↩

  3. Financial Services Agency, "Designation of a person conducting trade repository business" (March 8, 2013; checked on October 13, 2026), the main text. ↩

  4. DTCC, "About DTCC" (checked on October 13, 2026), the opening text ("clears and settles trillions of dollars in transactions"). ↩